Financial Crime

Financial Crime

All commercial entities are required to comply with the law and are at rsk of being targeted for financial crime. While many regulated entities are Designated Persons under the Criminal Justice (Money Laundering & Terrorist Financing) Act 2010 and have specific compliance oblgiations, some entities are not. In particular, financial brokers / retail intermediaries who only provide General Insurance services are not captured by the definition of Designated Person but that does not mean that such brokers are immune from financial crime.

This 2 hour CPD session aims to address the risk of money laundering and other criminal offences, such as bribery and corruption, while also looking at other sources of legal obligations with respect to financial crime that arise for regulated entities.

Topics Covered:

• Ireland’s AML Regime

• Conducting Due Diligence on customers/clients

• Financial Sanctions

• Anti-Bribery & Corruption

• Practical points for compliance

• Relevant Enforcement Actions

Who should attend:

This module is suitable for all personnel in regulated entities where an awareness of financial crime is of benefit. In particular, this session is suitable for financial advisors, brokers, intermediaries, compliance officers, and staff who engage with customer onboarding, financial control, financial sanctions compliance, etc.

CPD:

Accredited with the the IoB, III and LIA.

Approval for other bodies can be obtained on request.

A CPD certificate will be issued within a week of course completion.

Cost: €275 per person.

For further information, please contact us:

[email protected]

+353(0)1 539 4884

Host or Publisher RegSol Ireland