Broker Bootcamp: Compliance (Dublin)

In-person Broker Bootcamp bringing financial brokers & advisors fully up to speed on their 2026 compliance obligations.
About this Event

In-person Broker Bootcamp bringing financial brokers & advisors fully up to speed on their 2026 compliance obligations.

This engaging and interactive CPD training day is built around a series of practical workshops that will help you understand, assess, and strengthen your compliance framework. With updates across key regulatory areas, including Consumer Protection (inc. CPC enhancements), Fitness & Probity/Individual Accountability, and AML & Financial Crime. This session provides clear, actionable guidance on the procedures, processes, and controls every broker should have in place.

At RegSol, we work closely with brokers across Ireland and understand the challenges of staying compliant in a fast‑moving regulatory environment. Delivered by our highly experienced compliance consultants, this Bootcamp also provides plenty of opportunity to ask questions and gain practical insight tailored to your business.

Topics Covered:

1. Compliance Framework Overview for Brokers/Advisors
2. Potential Litigation Risks for Brokers/Advisors (presented by regulatory expert Ruth Gaffney)
3. Consumer Protection Code Updates (CPC2025)

• Securing Customers’ Interests
• Enhanced focus on Consumers in Vulnerable Circumstances
• Distinguishing regulated vs. unregulated activities
• Digitalisation and online customer engagement

1. Other Regulatory Updates:

• IAF, MCC & Fitness & Probity Updates
• AML & Financial Crime Updates
• Data Protection Updates

Cost: €549 per person

Location: Dublin (This event will also be running in Sligo on 22nd October 2026)

Cancellation Policy:

You may cancel and claim a refund at any point up to 7 days prior to the date of the event. In our absolute discretion we may process a transfer to another date where an attendee seeks to cancel within the 7 days prior to the event date. Where we need to cancel an event, we will always seek to give a minimum of 7 days-notice and will promptly process a refund.