Regulatory Roundtable and Happy Hour

Join us at a Regulatory Roundtable and Happy Hour, co-hosted by TT and Foley, for an insightful afternoon of discussion around current regulatory trends and challenges followed by a networking happy hour.

Our panel of regulatory experts will be discussing topics impacting the market, including:

• Insider trading amid the increased use of alternative data
• Cross-product trade manipulation
• Data integrity and reconciliation
• Regulatory developments around digital assets
• Predictions for 2025 and beyond

Speakers:

Moderator: Nick Wendland, Financial Services Counsel, Foley & Lardner

Panelists:

• Steve Schweitzer, Executive Director, Head of Enforcement, CME
• Jim Lundy, Securities Enforcement & Litigation Partner, Foley & Lardner
• Kevin Coleman, CCO, Optiver
• Jay Biondo, Head of Surveillance, Trading Technologies
• Matt Lisle, CCO, Wedbush

Agenda:

3.30pm - Arrival and registration

4pm - Panel discussion

5pm - Happy hour

6pm - Close

This event is for legal and compliance professionals in the financial services industry and is not open to the media. TT reserves the right to decline registrations from vendors, technology firms, media or other ineligible organizations.

Host or Publisher Trading Technologies