Demystifying the Legal Process at Financial Institutions

Demystifying the Legal Process at Financial Institutions

Have you ever wondered the best way to get suspect documentation quickly and efficiently from financial institutions? This is your opportunity to ask bank leaders your burning questions related to serving your legal process including:

· How financial institutions perceive legal process requests from law enforcement,

· Keep open letters,

· How to know what customer information is maintained (meta data like video, IP addresses, etc.),

· Common data retention periods, and

· Best practices for serving your legal process including bank terminology.

Complementary coffee and donuts will be served.

Speakers:

Brian Glotzbach, CAMS, CQI, SVP, Fulfilment Services Group Manager, Truist

Brian Filbert, Senior Director of AML Invesigations and EDD, Ally Bank

John Willis, Supervisory Special Agent, National Program Manager, HSI

Location: Homeland Security Investigations Charlotte Field Office 3700 Arco Corporate Dr 1st floor Training Room

Host or Publisher ACAMS Carolinas Chapter